This document is not a legal document but meant to provide a better understanding of what you may expect from us and HollisWealth, and what our respective obligations are within the relationship.
We will make every reasonable effort to stay competent and provide beneficial recommendations and to deliver the services as outlined in this letter. It’s important to note that ultimately you must be responsible for your financial well being.
As part of our due diligence process we will attend information sessions that may be paid for by the fund company. But in all situations we will still be responsible for our own travel and accommodation expenses.
I am a Chartered Investment Manager. I am licensed to trade securities and options, and have my Level II insurance license. It is important to note that I am not a lawyer (and will not provide legal advice), chartered accountant or stock analyst.
Please let me know directly if you are unsatisfied with any of the services provided by me, my team or HollisWealth. If you feel your concerns have not been addressed to your satisfaction, you may escalate the issue by contacting our head office at #1-888-292-3847.
Ted Kurello, CIM
* Mortgages by referral.
"Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus before investing. Mutual funds are not guaranteed, their values change frequently and past performance may not be repeated."